Legal jobs

Perform investment banking compliance at an entry level.

The Senior Compliance Consultant role involves ensuring compliance with FINRA, SEC, and broker-dealer regulations by developing and implementing compliance policies, conducting audits, and overseeing risk assessments. Additionally, the position serves as a liaison with regulatory bodies and manages anti-money laundering (AML) and Know Your Customer (KYC) programs to mitigate compliance risks.

The Risk Assessment Consultant role involves supporting the Risk Assessment Officer in developing and executing compliance risk assessments across various areas, including BSA/AML, sanctions, and fraud. Key responsibilities include analyzing data, identifying risk factors, coordinating training, and drafting assessment reports while ensuring adherence to regulations and internal controls.

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

The Compliance Associate will manage employee licensing, registrations, and onboarding processes, ensuring compliance with FINRA and other regulatory requirements, including U4/U5 filings. This public-facing role requires strong organizational skills, attention to detail, and the ability to multitask in a fast-paced environment.

The Contracts and Compliance Specialist will be responsible for working closley with the logistics team to ensure documentation is in place for each supplier they're working with.

The BSA/AML Risk Assessment Consultant is responsible for assisting with the development, execution, and administration of Compliance Risk Assessments, including areas such as BSA/AML, OFAC, Corporate Compliance, Fraud, and Anti-Bribery and Corruption. This temporary position involves collaborating with various teams to identify risks, analyze data, and draft reports with recommendations.

• Managing correspondence, scheduling meetings, and organizing documents.
• Assisting clients with inquiries, providing information, and facilitating communication between departments.
• Maintaining and updating records, databases, and filing systems, ensuring accuracy and confidentiality.

The Sanctions QA Consultant will focus on delivering sanctions quality assurance by collaborating with stakeholders, testing, and reviewing sanctions-related operations, advisory functions, and investigations. The role requires expertise in sanctions compliance, audit practices, and maintaining documentation standards to ensure a strong sanctions compliance program.

This prestigious global law firm, with a presence in key financial and legal markets worldwide, is recognized for its excellence in delivering innovative legal solutions to its diverse client base. The firm's Chicago office serves as a hub for financial and operational support, ensuring efficiency and accuracy in service delivery.

This established and reputable law firm, headquartered in the heart of Chicago, has a legacy of providing exceptional legal counsel across diverse practice areas. Known for its client-centric approach, the firm combines traditional values with innovative solutions to deliver results.

• Operational due diligence involves on-site visits/meetings with fund managers, verification with various service providers, reference checking, and document reviews.
• A significant portion of the role will entail liaising with external parties while performing due diligence and background checks, as well as reviewing underlying funds' financial and legal documents.

The Senior Tax Manager will oversee all aspects of tax and work cross-functionally with accounting, finance, supply chain, and legal teams.

Excellent Assistant Tax Counsel opportunity at a well-known financial services firm based in NYC. This opportunity will include, but will not be limited to, reviewing legal documentation from a tax perspective and reviewing tax planning ideas.

The Senior Pricing Analyst is a strategic role responsible for developing, analyzing, and optimizing pricing models for the firm's legal services. You will collaborate with partners, legal project managers, and finance teams to create competitive and profitable fee structures tailored to clients' needs.

The Senior Pricing Analyst is a strategic role responsible for developing, analyzing, and optimizing pricing models for the firm's legal services. You will collaborate with partners, legal project managers, and finance teams to create competitive and profitable fee structures tailored to clients' needs.

As a grants management specialist, guarantee the alignment of research grants with internal policy, ethics, finance, and legal standards while nurturing my client's overarching vision. Meticulously oversee awarded projects, granting your valuable input into award modifications, in harmony with the foundation's policies and procedures.

The Fund Accountant will be responsible for assisting in the review of a set of fund maintained books and records as well as be involved in the closing of the books on a monthly basis, monitor cash reconciliation and interact with the trading desk, legal, tax, operations and IR teams. The role will assist in many aspects of the hedge fund's entities and accounting for unique investment structures.