Legal jobs in Financial Services

New Legal Director vacancy with a well established, growing US and UK bank. The ideal candidate will be responsible for overseeing all financial transaction and loan deal execution, ensuring compliance, and providing strategic guidance across credit, risk, internal legal and external counsel.

The Counsel will support the office of the General Counsel and be a key member of the Legal Department, providing legal advice on commercial finance transactions and general corporate matters.

The Counsel will support the office of the General Counsel and be a key member of the Legal Department, providing legal advice and consultation on a variety of issues relating to the Company's business activities. This role will support a high volume of deals related to structured finance and securitizations, with the opportunity to advise on corporate and public company legal matters.

The Senior Counsel will report directly to the US CEO and will provide legal advice and services to management and business departments concerning commercial banking transactions, CRE loans, bank regulatory, contract and employment law matters.

The Director, Legal Counsel - Municipal Securities will provide legal advice to internal stakeholders pertaining to the municipal securities business, including serving as a SME on municipal securities regulatory matters.

Our Client is seeking a motivated and goal oriented Corporate Paralegal to join their team.

The Director, Senior Counsel will join the Global Markets legal team of a growing investment bank and will be responsible for providing primary legal support across a variety of capital markets transactions, with a focus on funding-type transactions in the Global Markets business.

The Director, Senior Counsel will join the Global Markets legal team of a growing investment bank and will be responsible for providing primary legal support to the fixed income sales and trading desks.

Top investment bank has an opening for an entrepreneurial Senior Counsel to provide business unit coverage with a focus on equity derivatives, margin loans and structured notes. The Senior Counsel will be solutions-oriented and have a strong understanding securities laws while structuring and advising on transactions for the Global Equities and Global IB businesses.

The Senior Counsel will provide advice related to broker-dealer activities with a focus on municipal securities regulation. The candidate will be a subject matter expert on broker-dealer and securities laws related to municipal securities (Securities Act of 1933, Securities Exchange Act of 1934, MSRB rules, and related rules and regulations, including FINRA rules). Additional responsibilities supporting sales and trading.

Top investment bank has an opening for an entrepreneurial Senior Counsel to provide business unit coverage with a focus on equity derivatives, margin loans and structured notes. The Senior Counsel will be solutions-oriented and have a strong understanding securities laws while structuring and advising on transactions for the Global Equities and Global IB businesses.

Leading sovereign wealth fund looking to appoint their first US Compliance Manager/ Counsel to work closely with legal and the business on restricted securities, advising on and ensuring ethics & compliance standards and processes for their US operations.

The Assistant General Counsel will support the REIT's office of the General Counsel and be a key member of the Legal Department, providing advice on CLOs, securitized products, CMBS matters, in addition to general corporate legal matters.

The Compliance Regulatory Watch Consultant supports regulatory compliance by identifying and analyzing changes in the U.S. regulatory landscape, advising internal stakeholders, and overseeing regulatory change management efforts. Responsibilities include tracking new regulations, conducting impact assessments, updating policies and procedures, and ensuring alignment with compliance frameworks.

The AML Actimize Analyst, reporting directly to the Chief Compliance Officer, will be responsible for utilizing Actimize for case management, monitoring transactions, and maintaining the Compliance Risk Assessment and Testing program. The ideal candidate will have financial services experience, strong Microsoft Office skills, and exposure to AML compliance processes, with ACAMS certification and foreign banking experience as a plus.

This is a temporary-to-permanent AML position. The role involves conducting due diligence on alerts generated by the internal system "Actimize," escalating any potential suspicious activities, maintaining necessary documentation, and supporting various ad-hoc projects as needed.

Join one of the largest banks in the world as they look to add on an additional corporate compliance testing and monitoring AVP.

This is a temporary to permanent position that is currently on a hybrid work schedule. This consultant will be responsible for determining whether an OFAC alert that is related to a flagged wire transfer is a true match or not. This consultant will also be responsible for investigating any confirmed cases and reviewing sampling cases as well.

The Senior Counsel will report directly to the General Counsel and will provide legal advice and services to management and business departments concerning commercial banking transactions, vendor contracts, litigation matters, legal and regulatory requirements, and corporate governance issues.

The Senior Counsel will join the Global Markets legal team of a growing investment bank and will be responsible for providing primary legal support to the fixed income sales and trading desks.

The Bilingual Bank Teller (Mandarin/English) will assist customers with financial transactions, such as deposits, withdrawals, and account inquiries, while providing excellent customer service in both Mandarin and English. This role requires strong cash-handling skills, attention to detail, and the ability to communicate effectively with diverse clients in a fast-paced banking environment.

This contract requires 5 days in the office and is ongoing. The contractor will handle account-related requests, deliver exceptional customer service, investigate customer issues, conduct internal account reconciliations, collect documents in compliance with KYC policies, and ensure all processes adhere to BSA/AML laws and regulations.

The Regulatory Affairs Consultant will handle regulatory meeting minutes, track inquiries, assist with reports and updates, and support coordination of regulatory matters.

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

Join a rapidly growing financial services firm, specializing in the commodities space, as they look to bring on an additional FCM Compliance Advisor

Join a multinational organization as they look to engage in a strategic US Buildout.

This ongoing consultant will be 5 days in the office and focus on the delivery of process and control testing within the BSA/AML and Sanctions functions. Along with this, the consultant will be providing SME knowledge on RCSA testing and practices, conducting TCSA testing and developing strong working relationships with team members.

Join a leading global provider of market infrastructure, offering innovative solutions in financial services, data, and analytics as trade surveillance specialist.

Join a top banking clinet as they look to bring on an additional compliance testing officer within their consumer compliance function.

Our client is seeking a experienced Transaction Monitoring Analyst with Correspondent Banking experience to join their team.