Financial Services jobs in Bronx County

The Accountant must have 1-4 years of experience and an accounting, audit, or assurance background.

Excellent AVP, Tax role at a growing financial services firm based in NYC. This role will include, but will not be limited to, partnership tax compliance and tax analysis.

The Tax Specialist will be responsible for leading tax reviews for primary and secondary fund investments, direct investments, and RICs (Regulated Investment Companies). This position will report directly to the General Counsel.

Excellent Tax Specialist opportunity at a growing financial services firm in NYC specializing in alternative investment research and portfolio advisory solutions to institutional investors. This role will include, but will not be limited to, leading the development and implementation of tax strategies for investments.

Excellent Tax Director opportunity at a growing financial services firm based in NYC. This role will include, but will not be limited to, tax compliance oversight, tax estimation and planning, and tax allocation and distribution management.

Investment banking client is seeking a VP, Legal Counsel to advise on a wide range of technology, data and commercial transactions.

The Audit Director will be leading a team of roughly 10 individuals. This individual will also be expected to oversee and lead audits across SOX, Finance, Treasury and Wealth Management.

• The Credit Risk Auditor should understand the relevance of audited financial statements are to businesses, shareholders/owners, vendors, and anyone who is a stakeholder.
• The Credit Risk Auditor is expected to maintain active communication with clients so they can manage expectations, ensure satisfaction, and lead change efforts effectively.

• The Audit Director should develop and execute a risk-based audit plan specifically designed for liquidity risk activities, in line with objectives and regulatory requirements.
• The Audit Director should lead a team of auditors, providing guidance, support and performance evaluations to ensure efficient and effective completion of audits.

• The VP of Market Risk Audit will be responsible for leading and executing audits of the market risk management framework, processes, and controls within the organization.
• This individual will assess the effectiveness of market risk identification, measurement, monitoring, and reporting practices while ensuring compliance with regulatory requirements and alignment with industry standards.

• The VP of Credit Risk Audit should understand be able to articulate all phases of an audit, and have had hands on experience.
• The VP of Credit Risk Audit is expected to maintain active communication with clients so they can manage expectations, ensure satisfaction, and lead change efforts effectively.

This is a 6-month contract that is fully 5 days in the office but has the ability to be a long term engagement. This consultant will be responsible to review and create internal reports to support any risks regarding their individual business lines, products and services. This consultant will also prepare monthly reports, assist the head of the department with monitoring and reviewing marketing programs and assist with conducting branch compliance.

This temp to permanent compliance position focused on utilizing Actimize for case management processes for foreign banking accounts. Along with this, the consultant will be responsible for assisting with their risk assessments and compliance testing processes.

We are seeking a talented individual for the role of Treasury Financial Modeling. The ideal candidate should possess a strong understanding of financial concepts and be proficient in financial modeling.

This role involves financial modeling for stress tests, cash flow projections, and liquidity buffer assessments, focusing on Treasury Products like unsecure funding and securities lending. It requires a deep understanding of financial regulations and proficiency in Excel, VBA, and related modeling tools.

We are seeking an exceptional Risk Management professional to join our Risk & Compliance Department within the financial services industry. The candidate will be responsible for overseeing and managing a wide scope of risk stripes and areas.

The VP, Liquidity Risk is to supervise and manage liquidity risk within the financial services industry, ensuring compliance with regulations and company policies. This position also plays a key role in developing risk management strategies and frameworks.

Oversee the Governance & Controls with the Risk & Compliance department. This role is crucial in managing and maintaining the integrity of the firms financial services and systems.

Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Equities Advisory space.

Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Fixed Income Adviosry Space

Join a top global bank as they look to expand their monitoring and testing practice in the US.

Join a top global bank as they look to expand their US Banking compliance investment advisory team.

Our client is seeking a experienced Record Retention Specialist to join their team.

Support the development and execution of operational risk programs, including risk assessments, process management, and controls testing. Oversee risk processes to identify, measure, and report risks, promoting a strong risk culture. Review risk assessments, reports, and related policies, ensuring compliance. Requires 10+ years of experience in operational risk management, particularly in RCSA/ERM.

Act as a compliance officer, offering a deep understanding of banking regulations, including Bank Secrecy, Anti-Money Laundering Laws, and Consumer Protection Laws, with a focus on ensuring compliance in commercial lending and depository services. Responsibilities include researching and implementing regulatory changes, managing audits and examinations, and addressing non-compliance through investigations and corrective actions.

The Head of Global Banking Financing Operations Americas is responsible for overseeing all operational support for the bank's commercial financing business across the Americas. This role involves managing four key teams within Financing Operations (FinOps): Loan Administration, Deal Management (Participations, Closing, and Monitoring), Loan Booking, and Agency & Servicing. Each team is led by a manager who reports directly to the Head of FinOps.

Our client is seeking a experienced retail banking transaction monitoring Professional to join their team.

The KYC Consultant role is a 3-month contract focused on customer onboarding, due diligence, documentation reviews, and transaction screening to ensure compliance with regulatory requirements. The position requires detailed analysis of customer risk, validation of ownership structures, and adherence to established policies and procedures.

Assist with projects focused on monitoring risk for equity tax-managed strategies, utilizing programming skills for analysis and reporting. Support daily portfolio management tasks, including risk reporting and performance attribution, to assess strategy effectiveness.

The Sr. Market Risk Management Specialist is a crucial role in the Risk department, requiring proficient knowledge in Financial Services. The successful candidate should be able to manage and mitigate market risk in an efficient and timely manner.