Financial Services jobs

The Director of Tax role is a great opportunity for someone who has a background in partnership and high-net-worth individual tax compliance, proven experience handling complex tax filings, and excels in a fast paced environment.

The Tax Manager will manage the overall compliance function for all domestic and foreign tax filings including income and non-income taxes. Also, the Tax Manager will report to the Tax Director and work cross-functionally with other teams to optimize tax strategies.

The Senior Auditor will be responsible for leading, managing, and executing audits.

The Core Compliance Analyst will support the implementation and oversight of our client's compliance program, working closely with senior management to ensure adherence to regulatory standards. This hybrid role offers opportunities for growth, collaboration, and exposure to various compliance initiatives in a dynamic, fast-paced environment.

The successful candidate will play a key role in managing investment portfolios, analyzing financial markets, and providing strategic investment recommendations. You will work with a variety of clients, including individual investors, pension funds, and large institutions, helping them grow their investments while managing risk.

This 6-month contract is currently on a hybrid work schedule in NYC. This consultant will be assisting with the ISO 20022 message testing and documentation, scoping any changes within their sanction/transaction system, assisting with the FircoSoft lists, and documenting any tuning for senior management.

The Compliance Surveillance Analyst is responsible for monitoring employee and firm trading activities, maintaining brokerage account compliance, and conducting surveillance to ensure adherence to insider trading regulations and information barriers. This role involves analyzing trading data, providing policy guidance, managing compliance inquiries, and supporting regulatory audits and special projects in a fast-paced, collaborative environment.

• This role involves managing scheduling, logistics, travel, and administrative tasks for key office leaders, including coordinating client meetings and handling expense submissions.
• The ideal candidate should have 10-12 years of experience in a professional services environment, possess strong organizational and communication skills, and be adept at managing sensitive information and multiple priorities.

Our client is seeking a experienced AML SAR Writer professional to join their team.

Our client is seeking a experienced Transaction Monitoring Analyst to join their team.

• Review of internal/external referrals received by SII Complex Investigations, which includes conducting historical transaction reviews.
• Review of returned payments with and without sanctions nexus to develop the typology, business requirement, and business case documents to support the continued development and enhancement of an automated tool to identify sanctions risk in returned payments.

The BSA/AML Compliance Analyst will be responsible for ensuring the organization's adherence to the BSA and AML regulations. This role involves conducting detailed reviews of customer accounts, transactions, and activities to identify potential suspicious behavior, as well as ensuring that the company's policies and procedures are aligned with regulatory requirements.

This contract position is starting off at 6 months and has the potential to be extended. This consultant will be responsible for identifying, reporting suspicious activity with high risk clients. From here, the consultant will prepare SAR's.

The OFAC Sanctions Consultant will review internal/external referrals and conduct transaction reviews to identify potential sanctions risks, assist in developing typologies for an automated sanctions risk tool, and support post-hoc payment lookback reviews. The role requires strong sanctions knowledge, business writing expertise, and the ability to clearly articulate facts in recommendations, with 5+ years of experience and a CAMS certification preferred.

Our client is seeking a experienced OFAC Investigations professional to join their team.

Our client is seeking a experienced Sanctions professional to join their team.

The Senior Compliance Consultant role involves ensuring compliance with FINRA, SEC, and broker-dealer regulations by developing and implementing compliance policies, conducting audits, and overseeing risk assessments. Additionally, the position serves as a liaison with regulatory bodies and manages anti-money laundering (AML) and Know Your Customer (KYC) programs to mitigate compliance risks.

The Risk Assessment Consultant role involves supporting the Risk Assessment Officer in developing and executing compliance risk assessments across various areas, including BSA/AML, sanctions, and fraud. Key responsibilities include analyzing data, identifying risk factors, coordinating training, and drafting assessment reports while ensuring adherence to regulations and internal controls.

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

The Compliance Associate will manage employee licensing, registrations, and onboarding processes, ensuring compliance with FINRA and other regulatory requirements, including U4/U5 filings. This public-facing role requires strong organizational skills, attention to detail, and the ability to multitask in a fast-paced environment.

Responsible for the direct oversight of Financial Reporting for US assets as well as the US Management Company, ensuring internal controls over financial transactions and financial reporting.

The BSA/AML Risk Assessment Consultant is responsible for assisting with the development, execution, and administration of Compliance Risk Assessments, including areas such as BSA/AML, OFAC, Corporate Compliance, Fraud, and Anti-Bribery and Corruption. This temporary position involves collaborating with various teams to identify risks, analyze data, and draft reports with recommendations.

• Managing correspondence, scheduling meetings, and organizing documents.
• Assisting clients with inquiries, providing information, and facilitating communication between departments.
• Maintaining and updating records, databases, and filing systems, ensuring accuracy and confidentiality.

The Sanctions QA Consultant will focus on delivering sanctions quality assurance by collaborating with stakeholders, testing, and reviewing sanctions-related operations, advisory functions, and investigations. The role requires expertise in sanctions compliance, audit practices, and maintaining documentation standards to ensure a strong sanctions compliance program.

This Candidate will provide quantitative and analytical support for all sell-side and buy-side acquisition assignments

This role involves supporting daily operations across various fixed income products, with a focus on trade processing, settlement, and reducing operational risks. The ideal candidate will have extensive experience in middle office functions, an understanding of trade life cycle management, and the ability to analyze and improve processes within a large asset management setting.

This role involves daily processing, tracking, and documentation of invoices and letters of credit, ensuring timely transaction entry and accurate record keeping across multiple systems. The position also requires regular coordination with internal teams for reconciliations and compliance, as well as support for clients on technical aspects of credit transactions.

This role involves handling the end to end loan operations process, including loan documentation review, booking, funding, and servicing payments. The successful candidate will manage collateral requirements, monitor loan compliance with regulatory standards, and provide exceptional support to its clients. Strong Attention to detail, the ability to work under tight deadlines, and experience in commercial loan processing are essential for this role.

As the Office & Facilities Assistant you will maintain the overall appearance and organization of the New York City office. You will work closely with the Office Manager and ensure that all office logistics are running smoothly. This role is contractual and will be in office Monday to Friday.

The Executive Assistant will support the GM Team and COO at an international financial institution. This is a 1-year contract with the potential to extend. The ideal candidate will have up to 7 years of experience as an Executive Assistant within Financial Services and/or Banking. Applicants must be local to NYC and be able to work on-site full time.