Financial Services jobs in New York

Excellent AVP, Tax role at a growing financial services firm based in NYC. This role will include, but will not be limited to, partnership tax compliance and tax analysis.

The Tax Specialist will be responsible for leading tax reviews for primary and secondary fund investments, direct investments, and RICs (Regulated Investment Companies). This position will report directly to the General Counsel.

Excellent Tax Specialist opportunity at a growing financial services firm in NYC specializing in alternative investment research and portfolio advisory solutions to institutional investors. This role will include, but will not be limited to, leading the development and implementation of tax strategies for investments.

A leading financial services firm in New York, NY, is seeking an experienced HR Generalist to join its dynamic team. This role offers the opportunity to drive key HR functions, including employee relations, benefits administration, and policy implementation, in a fast-paced, professional environment. With a hybrid schedule of three days in the office, this position is ideal for a strategic and hands-on HR professional looking to make an impact.

Investment banking client is seeking a VP, Legal Counsel to advise on a wide range of technology, data and commercial transactions.

• The Credit Risk Auditor should understand the relevance of audited financial statements are to businesses, shareholders/owners, vendors, and anyone who is a stakeholder.
• The Credit Risk Auditor is expected to maintain active communication with clients so they can manage expectations, ensure satisfaction, and lead change efforts effectively.

This role in the Resolution Plan Office (RPO) oversees the 165(d) Resolution Plan and coordinates regulatory and resiliency planning. It involves senior management engagement, cross-functional collaboration, and regulatory inquiry management.

The Audit Manager Professional Practices and Regulatory is an integral part of the internal audit department, responsible for overseeing audit processes and ensuring regulatory compliance within the financial services industry.

In the role of Audit Manager Operations, the successful candidate will oversee all operational audit processes within the Financial Services industry. This individual will ensure adherence to regulatory standards, provide strategic guidance to the accounting and finance department, and drive continuous improvement efforts.

The primary roles of the Operations team and Head of Global Markets Operations ("GMO") is 1) ensuring the accurate, compliant, and timely daily processing of all business transactions and activities and 2) strategic planning and change management to ensure the people and processes evolve to remain in synch with the evolving business and group strategies.

We are looking for a Senior Auditor Credit Risk to join our team. The ideal candidate should possess a keen understanding of credit risk and have the ability to conduct complex financial audits.

This ongoing consultant will be 5 days in the office and focus on the delivery of process and control testing within the BSA/AML and Sanctions functions. Along with this, the consultant will be providing SME knowledge on RCSA testing and practices, conducting TCSA testing and developing strong working relationships with team members.

The VP of Financial Reporting is primarily responsible for the financial reporting of banking and leasing subsidiaries. You will lead daily reporting, monthly closing, quarterly head office reporting and annual report production.

Additionally, you will be involved for system automation, workflow enhancements and other ad-hoc projects.

This ongoing contract is 5 days in the office. The Senior Consultant for QA will be focusing on QA testing & reviews, along with verifying methods used by the sanctions investigations team.

We are seeking a dedicated and detail-oriented Client Reporting Analyst for our Client Advisory team in New York. The ideal candidate will have a solid background in financial data analysis and reporting.

We're seeking a Senior Audit Manager with a focus on Counterparty Credit in the financial services industry. This vital role will focus on overseeing the audit plan, managing audit engagements, and contributing to the professional development of the audit team.

We are currently seeking a detail-oriented Audit Manager for Counterparty Credit Risk to oversee credit risk management processes and ensure regulatory compliance. The ideal candidate will have a keen understanding of credit risk within the Financial Services industry.

Join a leading global provider of market infrastructure, offering innovative solutions in financial services, data, and analytics as trade surveillance specialist.

The Director, Business Development is responsible for growing client relationships within the community to facilitate the recommendation and selection of investment solution. This role is also responsible for building market understanding as a provider of leading-edge investment solutions, resulting in an increase in the number of strategies researched and recommended by consultants and driving new business opportunities.

Execute assigned audits by following approved audit programs and questionnaires, ensuring the delivery of complete, insightful, timely, and error-free audit reports and feedback. Summarize audit findings and recommendations while drafting reports and communicating the results to the auditees.

Conduct audits of risk management and front-line business units, ensuring thorough coverage. Develop and oversee the implementation of control testing for business activities and risk management, and carry out assigned audit programs.

Join the growing Front Office Risk and Control group and engage in a wide scope of risk management functions for the firm. Responsibilities include operational risk management functions, governance, market risk and reporting.

We are seeking a Capital Markets Auditor with a solid understanding of products and investment banking experience. This role requires analytical thinking, attention to detail, and excellent communication skills.

The Senior Auditor role is an excellent opportunity for a dedicated professional to contribute to a renowned financial services firm's internal audit department. The successful candidate will have a strong understanding of audit methodologies and the financial services industry.

Join a top banking clinet as they look to bring on an additional compliance testing officer within their consumer compliance function.

Join a top global Japanese bank as they continue to augment and advance their risk management department across a multitude of climate and sustainability areas.

Seeking a professional to join the Model Risk Department. The ideal candidate should possess the necessary skills and experiences to succeed in this role.

The Junior Compliance Analyst will support the Compliance team in monitoring employee trading, conducting surveillance, assisting with regulatory reporting, and ensuring adherence to SEC and FINRA regulations. This role is ideal for a detail-oriented professional with 0-2 years of experience looking to gain hands-on compliance experience in a leading investment banking environment.

We are seeking an experienced Senior FP&A Analyst with strong expertise in Workday Adaptive Planning to join our dynamic finance team. In this role, you will be responsible for supporting financial planning, budgeting, forecasting, and analysis.

This role involves driving business development by conducting market research, establishing and managing relationships with financial institutions, and identifying new business opportunities.