Financial Services jobs in New York

Engage in the full spectrum of core compliance responsibilities as you grow your knowledge and expertise across a continuously expanding space in the investment advisory universe.

This role involves overseeing the Operational Risk (OR) Framework, managing policies, analyzing operational risk data, and generating Bank-wide reports. Responsibilities extend to supporting the governance of the Operational Risk Management Department, including facilitating committee meetings, preparing materials, and assisting with regulatory and audit affairs.

The Resolution Planning SVP will:

* Oversee all aspects of Resolution Planning including program implementation, drafting and submission of deliverables, as well as gap identification and program enhancements.

* Collaborate with businesses and functions such as Risk, Compliance, Finance and Legal to interpret regulatory requirements, gather necessary inputs for reporting and develop Resolution Plan content.

Model Risk Manager will lead the efforts to improve models and develop new models and processes.

Seeking a strong risk management professional to assist with 1st LOD risk and control frameworks. This position will assist with the risk strategy for the firm to develop frameworks.

The role will involve responsibilities related to managing third-party and operational risks. The individual in this position will support senior leadership in overseeing and maintaining the third-party risk management program and will also provide backup support for various information security functions.

Assist in the advisory and overarching core compliance of the firm from a fixed-income perspective.

Join one of the largest foreign banking entities globally to help establish and maintain riskframeworks across the organization.

Join one of the largest international banks as they look to scale and improve their compliance technology systems, data, and organization.

Daily support handling a broad range of tasks including: scheduling meetings, conference rooms and complex a/v requirements, travel booking and expense reports, filing, phone support and other administrative support; assist with analysis and reporting; assist in presentation preparation; perform ad hoc projects as needed

This 5-month contract is currently on a hybrid work schedule (6x a month WFH). This consultant will be responsible for utilizing the client's internal surveillance system to oversee communication between employees and clients.

This 6-month contract is currently on a hybrid work schedule in NYC. This consultant will be assisting with the ISO 20022 message testing and documentation, scoping any changes within their sanction/transaction system, assisting with the FircoSoft lists, and documenting any tuning for senior management.

• This role involves managing scheduling, logistics, travel, and administrative tasks for key office leaders, including coordinating client meetings and handling expense submissions.
• The ideal candidate should have 10-12 years of experience in a professional services environment, possess strong organizational and communication skills, and be adept at managing sensitive information and multiple priorities.

This position joins the ERM Function and will be resposnible for analyzing and monitoring Market Risk reports.

Our client is seeking a experienced AML SAR Writer professional to join their team.

Our client is seeking a experienced Transaction Monitoring Analyst to join their team.

This client is seeking a detail-oriented and strategic Financial Analyst to join their finance team. The ideal candidate will be responsible for providing insightful financial analysis, preparing reports, and assisting in budgeting and forecasting processes.

Relationship Manager - Corporate Banking

The Staff Accountant will manage key financial accounting functions, including revenue recognition, accounts receivable, and project expense tracking. This role also requires close collaboration with internal Finance teams and investment bankers, as well as managing global communications and fee splits across Finance managers in different countries, all within a fast-paced, deadline-oriented environment.

Manage administration and daily operations of Operational Risk Monitoring.

Managing complex calendars, coordinating meetings, and handling domestic and international travel arrangements. The ideal candidate will have at least 5 years of administrative experience in a fast-paced environment, preferably in financial services, with strong organizational skills, the ability to prioritize tasks effectively, and excellent communication and problem-solving abilities.

• Review of internal/external referrals received by SII Complex Investigations, which includes conducting historical transaction reviews.
• Review of returned payments with and without sanctions nexus to develop the typology, business requirement, and business case documents to support the continued development and enhancement of an automated tool to identify sanctions risk in returned payments.

This is a 3-month contract that is currently 5 days in the office, but has the potential to be a long term engagement. This consultant will be responsible for determining whether an OFAC alert that is related to a flagged wire transfer is a true match or not. This consultant will also be responsible for investigating any confirmed cases and reviewing sampling cases as well.

Our client is seeking a experienced OFAC Investigations professional to join their team.

Our client is seeking a experienced Sanctions professional to join their team.

Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks.

Perform screening and investigations of sanctions related alerts and stay up to date on regulatory requirements.

Act as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime responsibilities

Perform investment banking compliance at an entry level.

The Senior Sales Consultant position is a key role within sales team to drive sales and business development activities in the region.