Consultant jobs in Banking & Financial Services

The KYC Consultant role is a 3-month contract focused on customer onboarding, due diligence, documentation reviews, and transaction screening to ensure compliance with regulatory requirements. The position requires detailed analysis of customer risk, validation of ownership structures, and adherence to established policies and procedures.

This is a compliance contract with a large global bank in Midtown NYC. The contract is starting off at 6 months but has the ability to go long term. This consultant will be responsible for performing EDD reviews, identifying any potential AML and sanction risks, drafting / publishing EDD reports and conducting KYC research on customers.

This consultant will work on-site in New York City five days a week, collaborating directly with the Chief Compliance Officer (CCO) and the compliance department to ensure the bank adheres to all policies and procedures. Responsibilities include utilizing Actimize for case management processes and assisting with updates to testing scripts as needed.

This is a 6 month contract within the legal and compliance division that is currently 5 days in the office. This contract has the ability to be a long termed engagement. This consultant will be responsible for identifying/reporting any suspicious activity, investigating any documentation needed, preparing SAR's and performing 90 day reviews.

Our client is seeking a experienced retail banking transaction monitoring Professional to join their team.

The Loans Operations Consultant will be responsible for optimizing loan processing workflows, ensuring compliance with industry regulations, and improving overall operational efficiency. This role requires expertise in loan servicing, risk management, and collaboration with cross-functional teams to enhance business performance and client satisfaction.

The AML/OFAC Consultant will support a foreign banking institution in Midtown NYC by conducting thorough investigations into potential AML and OFAC violations, ensuring compliance with U.S. and international regulations. This 6-month contract role involves analyzing transactions, preparing detailed reports, and collaborating with compliance teams to mitigate financial crime risks effectively.

The Loan Administrator is responsible for managing and servicing complex loan transactions, including coordinating deal closings, maintaining credit arrangements, and ensuring compliance with lending policies and regulations. This role requires expertise in loan operation systems, strong organizational skills, and the ability to handle specialized lending products and complex financial transactions with accuracy and attention to detail.

This consultant will be 5 days in the office and will be responsible for determining whether an alert related to wire transfers is a true match to a potential suspected name and investigating any confirmed cases of payments that were held for possible sanction issues.

This role involves performing IT audits within a financial services organization, focusing on infrastructure, application, and system implementation to ensure compliance with audit standards and regulatory requirements. The position requires expertise in IT risks, auditing frameworks like FFIEC, NIST, and ISO, and the ability to communicate complex findings to senior management.

This position involves supporting the Credit Control Unit's Vault Custody function, ensuring the timely processing, scanning, and filing of loan documentation, and providing assistance with operational issues related to document custody.

This is an ongoing contract for a large global bank that is seeking an individual with Sanctions Advisory experience. This consultant will be responsible for conducting thorough research and analysis of OFAC and export control regulations, review any correspondence between the identified parties, lead the annual reviews, and assist in the preparation of sanctions compliance training.

This role involves managing and processing corporate action such as dividends, mergers, and stock splits, ensuring accurate account updates and timely communication with clients and counter parties. The ideal candidate has a background in corporate action processing, a strong understanding of securities and custody operations, and proficiency in Microsoft Office Tools.

The Treasury Modeling Specialist develops and refines financial models, including liquidity stress tests, capital stress tests, cash flow projections, and liquidity buffer models, to support effective treasury management. This role requires expertise in treasury products, such as unsecured funding and securities lending, as well as experience in regulatory submissions to ensure compliance and enhance the bank's liquidity and risk management strategies.

The Compliance Risk Assessment Analyst will support a foreign banking institution in Midtown NYC by conducting risk assessments, identifying compliance risks, and implementing strategies to mitigate those risks. This 6-month contract role involves analyzing regulatory requirements, performing compliance reviews, and collaborating with cross-functional teams to ensure adherence to internal and external standards.

This role involves financial modeling for stress tests, cash flow projections, and liquidity buffer assessments, focusing on Treasury Products like unsecure funding and securities lending. It requires a deep understanding of financial regulations and proficiency in Excel, VBA, and related modeling tools.

The Onboarding Consultant will manage the onboarding of new accounts, ensuring accurate processing, compliance, and timely release for trading while maintaining existing accounts to reflect client changes. This role (located on-site in Princeton, NJ) requires strong analytical, organizational, and multitasking skills, along with proficiency in financial operations and tools like Aladdin or Fiserv APL.

Seeking a strong risk management professional to assist with 1st LOD risk and control frameworks. This position will assist with the risk strategy for the firm to develop frameworks.

This role involves overseeing the Operational Risk (OR) Framework, managing policies, analyzing operational risk data, and generating Bank-wide reports. Responsibilities extend to supporting the governance of the Operational Risk Management Department, including facilitating committee meetings, preparing materials, and assisting with regulatory and audit affairs.

The Middle Office Consultant will be responsible for providing operational oversight to outsourced activities, as well as supporting key clients and other stakeholder areas and any of their queries.

This 6-month contract is currently on a hybrid work schedule in NYC. This consultant will be assisting with the ISO 20022 message testing and documentation, scoping any changes within their sanction/transaction system, assisting with the FircoSoft lists, and documenting any tuning for senior management.