Banking Financial Services jobs

This contract requires 5 days in the office and is ongoing. The contractor will handle account-related requests, deliver exceptional customer service, investigate customer issues, conduct internal account reconciliations, collect documents in compliance with KYC policies, and ensure all processes adhere to BSA/AML laws and regulations.

The Regulatory Affairs Consultant will handle regulatory meeting minutes, track inquiries, assist with reports and updates, and support coordination of regulatory matters.

The incumbent is responsible for overseeing and guiding the Bank's Third Party Risk Management (TPRM) program. This includes establishing and improving the TPRM framework, drafting policies and standards, executing annual work plans, conducting risk assessments, monitoring lifecycle activities, ensuring proper documentation, and preparing consolidated TPRM reports on risk data and analysis.

Develop and enhance Branch-wide operational risk programs, such as Operational Risk Issues Management and New Activities Risk Management. Ensure the successful implementation of these programs by providing training, raising awareness, and conducting regular monitoring.

Assist in preparing audit management reports, gathering information, and analyzing data. Handle the system access application process, monitor training requests and completion, provide English and Chinese translation for reports or documents, and support other administrative tasks as needed.

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

The Director, Business Development is responsible for growing client relationships within the community to facilitate the recommendation and selection of investment solution. This role is also responsible for building market understanding as a provider of leading-edge investment solutions, resulting in an increase in the number of strategies researched and recommended by consultants and driving new business opportunities.

We are seeking a highly motivated and results-oriented Senior Associate / Junior Vice President to join our Structured Finance team. In this role, you will be at the forefront of originating and structuring asset-based investments in a variety of sectors and geographies

The role of Audit Manager Capital Markets involves overseeing and managing financial audits, ensuring compliance with financial regulations, and enhancing capital market strategies. This position requires an individual with robust knowledge of financial services, particularly in the capital markets sector.

We are seeking a highly motivated Audit Manager for the Capital Markets team, who will be responsible for overseeing. managing and conducting audits within the financial services industry.

Join a rapidly growing financial services firm, specializing in the commodities space, as they look to bring on an additional FCM Compliance Advisor

The Risk Management Department contributes to the sustainable growth of the group through its expertise, understanding of risks, and risk management techniques. The department's mission is to independently analyze, assess, manage, and monitor risk-taking activities with the objective of achieving, together with the first line-of-defense, the best possible outcome for the bank.

This is an exciting role for banking financial accountant with 1-5 years of experience. This will be a hybrid role based in Stamford Connecticut.

Reporitng to the Financial Controller of the Bank you will be*Support the project phase to standup U.S. GAAP accounting and associated financial controls for the Bank.

*Establishing and supporting entity reporting for the bank as the business expands

Join a multinational organization as they look to engage in a strategic US Buildout.

The Audit Manager Professional Practices and Regulatory is an integral part of the internal audit department, responsible for overseeing audit processes and ensuring regulatory compliance within the financial services industry.

In the role of Audit Manager Operations, the successful candidate will oversee all operational audit processes within the Financial Services industry. This individual will ensure adherence to regulatory standards, provide strategic guidance to the accounting and finance department, and drive continuous improvement efforts.

The primary roles of the Operations team and Head of Global Markets Operations ("GMO") is 1) ensuring the accurate, compliant, and timely daily processing of all business transactions and activities and 2) strategic planning and change management to ensure the people and processes evolve to remain in synch with the evolving business and group strategies.

We are looking for a Senior Auditor Credit Risk to join our team. The ideal candidate should possess a keen understanding of credit risk and have the ability to conduct complex financial audits.

This ongoing consultant will be 5 days in the office and focus on the delivery of process and control testing within the BSA/AML and Sanctions functions. Along with this, the consultant will be providing SME knowledge on RCSA testing and practices, conducting TCSA testing and developing strong working relationships with team members.

The VP of Financial Reporting is primarily responsible for the financial reporting of banking and leasing subsidiaries. You will lead daily reporting, monthly closing, quarterly head office reporting and annual report production.

Additionally, you will be involved for system automation, workflow enhancements and other ad-hoc projects.

We are seeking a dedicated and detail-oriented Client Reporting Analyst for our Client Advisory team in New York. The ideal candidate will have a solid background in financial data analysis and reporting.

We are currently seeking a detail-oriented Audit Manager for Counterparty Credit Risk to oversee credit risk management processes and ensure regulatory compliance. The ideal candidate will have a keen understanding of credit risk within the Financial Services industry.

Join a leading global provider of market infrastructure, offering innovative solutions in financial services, data, and analytics as trade surveillance specialist.

Join the growing Front Office Risk and Control group and engage in a wide scope of risk management functions for the firm. Responsibilities include operational risk management functions, governance, market risk and reporting.

We are seeking an Audit Manager with a strong understanding of the capital and treasury space. This individual will be responsible for managing and directing the internal audit program of the bank.

We are seeking a Capital Markets Auditor with a solid understanding of products and investment banking experience. This role requires analytical thinking, attention to detail, and excellent communication skills.

Seeking an experienced and diligent Audit Manager within our financial crimes audit department. The ideal candidate will have strong leadership skills, an analytical mindset, and a profound understanding of internal audit within the financial crimes space.

Join a top banking clinet as they look to bring on an additional compliance testing officer within their consumer compliance function.

This role of a Model Validation Senior Associate is an enticing opportunity for a professional in the financial services industry. The role involves substantial engagement in risk and compliance, requiring a keen understanding of these areas.

Seeking a professional to join the Model Risk Department. The ideal candidate should possess the necessary skills and experiences to succeed in this role.