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Maintain and enhance relationships with existing institutional clients while promoting investment product sales.
The Senior Counsel will join the Global Markets legal team of a growing investment bank and will be responsible for providing primary legal support to the fixed income sales and trading desks.
The Senior Counsel will provide advice related to broker-dealer activities with a focus on municipal securities regulation. The candidate will be a subject matter expert on broker-dealer and securities laws related to municipal securities (Securities Act of 1933, Securities Exchange Act of 1934, MSRB rules, and related rules and regulations, including FINRA rules). Additional responsibilities supporting sales and trading.
The role of a Data Consultant is essential in the financial services sector, with a focus on banking and financial services. This temporary role requires a keen eye for detail and a strong understanding of deal input procedures.
The Senior Counsel will report directly to the General Counsel and will provide legal advice and services to management and business departments concerning commercial banking transactions, vendor contracts, litigation matters, legal and regulatory requirements, and corporate governance issues.
Oversee the Governance & Controls with the Risk & Compliance department. This role is crucial in managing and maintaining the integrity of the firms financial services and systems.
Leading sovereign wealth fund looking to appoint their first US Compliance Counsel to work closely with legal and the business on restricted securities, advising on and ensuring ethics & compliance standards and processes for their US operations.
We are seeking a VRM Project Manager to join a regulatory implementation and enhancement project within the CIB Vendor Risk Management function, acting as the second line of defense. The ideal candidate will drive the project forward, support its ongoing development, and collaborate closely with the purchasing team, which serves as the first line of defense.
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