Director jobs in Financial Services

New Legal Director vacancy with a well established, growing US and UK bank. The ideal candidate will be responsible for overseeing all financial transaction loan execution, ensuring compliance, and providing strategic guidance across credit, risk, internal legal and external counsel.

The Audit Director will be leading a team of roughly 10 individuals. This individual will also be expected to oversee and lead audits across SOX, Finance, Treasury and Wealth Management.

Investment banking client is seeking a VP, Legal Counsel to advise on a wide range of technology, data and commercial transactions.

Our Client is looking for a Candidate experienced in managing regulatory examinations covering wholesale businesses.

• The Audit Director should develop and execute a risk-based audit plan specifically designed for liquidity risk activities, in line with objectives and regulatory requirements.
• The Audit Director should lead a team of auditors, providing guidance, support and performance evaluations to ensure efficient and effective completion of audits.

Join a top multinational bank as they look to build out an industry leading Compliance Model Validation team.

The bank is seeking a collaborative Credit Risk Review Officer to evaluate and enhance credit risk management practices within their Wholesale Credit portfolio. This role involves conducting independent risk assessments, providing recommendations, and fostering strong relationships with stakeholders to drive sustainable shareholder value.

• The VP of Market Risk Audit will be responsible for leading and executing audits of the market risk management framework, processes, and controls within the organization.
• This individual will assess the effectiveness of market risk identification, measurement, monitoring, and reporting practices while ensuring compliance with regulatory requirements and alignment with industry standards.

• The VP of Credit Risk Audit should understand be able to articulate all phases of an audit, and have had hands on experience.
• The VP of Credit Risk Audit is expected to maintain active communication with clients so they can manage expectations, ensure satisfaction, and lead change efforts effectively.

The Financial Institutions Group based in New York is a growing and critically important strategic initiative. They provide coverage across various sub-verticals including Banks, Specialty Finance, FinTech and Insurance.

Join the broker-dealer function of one of the largest, fastest growing banks in the US as they expand and better their compliance program rapidly.

Model Risk Manager will lead the efforts to improve models and develop new models and processes.

The Director, Senior Credit Officer will be tasked with evaluating and challenging credit applications from the front office, as well as preparing and presenting executive summaries and recommendations to the Credit Department's management. This role primarily involves handling lending transactions for investment-grade corporates and their financial products, along with high-yield obligors with intricate capital structures and leveraged loans.

The VP VP Counterparty Credit Risk Review Officer will be responsible for independent credit analysis on the firm's domestic loan portfolio. This will involve managing third line of defense credit reviews for a broad portfolio of credits within the FIG space, including banks, broker-dealers, funds, asset managers, insurance companies, REITs, etc.

The Compliance Manager will be stationed at the on-site management office in and will be responsible for overseeing the certification process, ensuring its timely completion, and ensuring that all move-in files comply with City, State, and Federal program standards, including LIHTC, HPD, HDC, Mitchell Lama, and Section 8. Additionally, the Compliance Manager will lead onsite training and manage preparations for any upcoming audits.

Excellent Tax Director opportunity at a growing financial services firm based in NYC. This role will include, but will not be limited to, tax compliance oversight, tax estimation and planning, and tax allocation and distribution management.

The Senior Counsel will handle a wide range of capital markets legal matters for investment banking client. This role has the potential to manage attorneys and will be hybrid in NYC.

Boston based Private Family Office seeks Investment Director to join their growing investment team.

Commercial bank in NYC seeks Vice President of Tax Compliance to join their growing tax team.

This position joins the Risk Management team and will be responsible for producing reports and analysis which complies with FRTB regulations, Basel 2.5, Basel 3.

The Tax Director will oversee all compliance and provision processes for the team. Reporting into the MD of Tax, this person will be involved in all tax functions and also have influence in structuring and planning.

The Director of Tax role is a great opportunity for someone who has a background in partnership and high-net-worth individual tax compliance, proven experience handling complex tax filings, and excels in a fast paced environment.

Excellent Director of Tax Reporting opportunity at a well-known real estate firm based in Atlanta, GA. This role will include, but will not be limited to, REIT tax compliance and planning.

We are seeking a dedicated and experienced operational leader to oversee the build-out of the US Bank operations. Reporting directly to Group leadership, this individual will play a critical role in operationalizing the US Bank, ensuring robust program management, governance, compliance, and business readiness.

The Senior Fund Accountant will be instrumental in supporting the Controller with fund accounting processes, including month-end close, preparation of fund financial statements, and ensuring compliance with GAAP. This role offers direct visibility to the CFO and provides opportunities for professional growth within the fund accounting department.

Investment banking client is seeking a VP, Legal Counsel to advise on a wide range of technology, data and commercial transactions.

This Senior Accountant will play a vital role in supporting the Controller on maintaining accounting processes for month-end close, preparation of financial statements and ensuring compliance with GAAP. The role will have direct visibility from the CFO, and opportunity to grow within the organisation.

This role involves supporting the preparation and presentation of financial reports, journal entries, and ad hoc analyses while ensuring compliance with US GAAP and maintaining strong internal controls. It requires proficiency in Microsoft Office and at least two years of experience in financial reporting or related fields.

The Middle Office team is seeking an individual with experience in supporting the post execution process for different trade products, including trade confirmation, settlement, and fail resolution. The role involves analyzing and improving processes, assisting with ad hoc requests, and providing steady monitoring of Middle Office applications while reducing operational risk.

A Benefits Specialist manages employee benefit programs, including health insurance, retirement plans, and other perks, ensuring they are competitive and compliant with regulations. They assist employees with benefits inquiries, enrollments, and claims, while maintaining accurate records and conducting benefits analysis to support organizational goals.