Compliance jobs

Leading sovereign wealth fund looking to appoint their first US Compliance Counsel to work closely with legal and the business on restricted securities, advising on and ensuring ethics & compliance standards and processes for their US operations.

This role involves driving business development by conducting market research, establishing and managing relationships with financial institutions, and identifying new business opportunities.

This position requires a Compliance Manager who is well-versed with property laws, regulations, and guidelines related to affordable housing with a bias towards leasing compliance. The ideal candidate should be adept at ensuring all property management operations adhere to the stipulated rules and regulations.This role will also have a high level of oversight on a new $100 million+ development project.

The SMA Solutions Active Onboarding professional is responsible for onboarding new accounts, ensuring accurate processing and timely release for trading. The role involves reviewing client information, managing account updates, approving contracts, and maintaining existing accounts, requiring strong attention to detail, financial operations knowledge, and proficiency in Excel, Aladdin, and Fiserv APL.

This position focuses on monitoring and testing within BSA/AML. The focus of this role is to conduct ongoing monitoring and testing and adhere to all regulatory requirements.

Our client is a large, foreign, International Bank. With its full-fledged services, our client specializes in corporate lending, international trade services, treasury business, U.S. dollar clearing, retail banking, correspondent banking and various other lines of business.

This temp to permanent compliance position focused on utilizing Actimize for case management processes for foreign banking accounts. Along with this, the consultant will be responsible for assisting with their risk assessments and compliance testing processes.

Act as a compliance officer, offering a deep understanding of banking regulations, including Bank Secrecy, Anti-Money Laundering Laws, and Consumer Protection Laws, with a focus on ensuring compliance in commercial lending and depository services. Responsibilities include researching and implementing regulatory changes, managing audits and examinations, and addressing non-compliance through investigations and corrective actions.

Our Client is seeking a Candidate experienced in AML and Corporate Compliance Testing

This is a 6-month contract that is fully 5 days in the office but has the ability to be a long term engagement. This consultant will be responsible to review and create internal reports to support any risks regarding their individual business lines, products and services. This consultant will also prepare monthly reports, assist the head of the department with monitoring and reviewing marketing programs and assist with conducting branch compliance.

Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Equities Advisory space.

Our Client is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fixed income trading and operational functions to enable the business to operate in accordance with all applicable regulatory requirements

Join a global leading Broker Dealer as they look to bring on a business critical compliance officer in the Fixed Income Adviosry Space

Join a top multinational bank as they look to build out an industry leading Compliance Model Validation team.

The Compliance Manager will be stationed at the on-site management office in and will be responsible for overseeing the certification process, ensuring its timely completion, and ensuring that all move-in files comply with City, State, and Federal program standards, including LIHTC, HPD, HDC, Mitchell Lama, and Section 8. Additionally, the Compliance Manager will lead onsite training and manage preparations for any upcoming audits.

Join a top global bank as they look to expand their monitoring and testing practice in the US.

Join a top global bank as they look to expand their US Banking compliance investment advisory team.

Globally recognized bank is looking to add an additional manager to the internal audit department.

Our client is seeking a experienced Transaction Monitoring Analyst with Correspondent Banking experience to join their team.

This role is responsible for developing and maintaining the fraud risk management framework, ensuring effective governance, risk assessment, and policy coordination across the organization. The ideal candidate will have experience in fraud prevention, financial crime compliance, and regulatory response within an international banking environment.

Our client is seeking a experienced Record Retention Specialist to join their team.

Our client is seeking a experienced retail banking transaction monitoring Professional to join their team.

The KYC Consultant role is a 3-month contract focused on customer onboarding, due diligence, documentation reviews, and transaction screening to ensure compliance with regulatory requirements. The position requires detailed analysis of customer risk, validation of ownership structures, and adherence to established policies and procedures.

Our Client is looking for a Candidate experienced in managing regulatory examinations covering wholesale businesses.

The Senior Project Accountant has direct responsibility for all AP, AR, and compliance on assigned projects. The Senior Project Accountant will work on site with project management team.

• Oversee daily construction operations, ensuring projects run smoothly, on schedule, and within budget. Responsibilities include managing subcontractors, coordinating with project managers, and ensuring compliance with safety regulations and building codes.

• Oversee daily construction operations, ensuring projects run smoothly, on schedule, and within budget. Responsibilities include managing subcontractors, coordinating with project managers, and ensuring compliance with safety regulations and building codes.

The Tax Director will report into the CFO and be responsible for overseeing all tax compliance and provision.

The Tax Manager will be involved in all partnership tax compliance functions. This person will also work very closely with the Family Office!

Excellent Sr. Director, Head of Treasury opportunity within a global industrial technology company. The role will include but not be limited to Overseeing the Treasury Function & Capital Management, Managing Financial Risk & Compliance, and Driving Strategic Financial Initiatives & M&A Support.