Banking Financial Services jobs

Provide oversight over liquidity risks and ensure regulatory compliance.

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

The Compliance Associate will manage employee licensing, registrations, and onboarding processes, ensuring compliance with FINRA and other regulatory requirements, including U4/U5 filings. This public-facing role requires strong organizational skills, attention to detail, and the ability to multitask in a fast-paced environment.

Responsible for the direct oversight of Financial Reporting for US assets as well as the US Management Company, ensuring internal controls over financial transactions and financial reporting.

The BSA/AML Risk Assessment Consultant is responsible for assisting with the development, execution, and administration of Compliance Risk Assessments, including areas such as BSA/AML, OFAC, Corporate Compliance, Fraud, and Anti-Bribery and Corruption. This temporary position involves collaborating with various teams to identify risks, analyze data, and draft reports with recommendations.

• Managing correspondence, scheduling meetings, and organizing documents.
• Assisting clients with inquiries, providing information, and facilitating communication between departments.
• Maintaining and updating records, databases, and filing systems, ensuring accuracy and confidentiality.

Provide ongoing review and challenge to the 1st line of defense. Develop frameworks and tools for risk management.

The Sanctions QA Consultant will focus on delivering sanctions quality assurance by collaborating with stakeholders, testing, and reviewing sanctions-related operations, advisory functions, and investigations. The role requires expertise in sanctions compliance, audit practices, and maintaining documentation standards to ensure a strong sanctions compliance program.

Help build and refine a best in class financial crimes platform for a growing Financial Crimes Consultancy

This role will be responsible for managing financing agreements including but not limited to loan and tax equity agreements, cash waterfalls, fund cash budgets and forecasts, and ensuring compliance with financial covenants.

This Candidate will provide quantitative and analytical support for all sell-side and buy-side acquisition assignments

Opportunity to lead a small Financial Planning & Analysis team. There is endless opportunity for professional growth, and the VP of FP&A will collaborate with various teams in the company, including Investor Relations.

Portfolio Advisory Analyst for a leading Alternative Investment firm.

• Operational due diligence involves on-site visits/meetings with fund managers, verification with various service providers, reference checking, and document reviews.
• A significant portion of the role will entail liaising with external parties while performing due diligence and background checks, as well as reviewing underlying funds' financial and legal documents.

Lead and manage all aspects of the loan administration lifecycle, ensuring seamless processing, servicing, and oversight of loan and transaction portfolios. This individual will be responsible for driving operational excellence, regulatory compliance, risk management, and team leadership within the department.

The Client Services Associate plays a vital role in supporting Client Service Advisors by managing client service needs and providing administrative assistance. The CSA collaborates with teams across different departments, balancing independent work with team efforts to handle daily tasks and special projects.

This role involves processing daily invoices from corresponding banks, tracking and managing Letters of Credit (LC) transactions, and maintaining up-to-date records and documentation in compliance with internal procedures. The position also requires coordination with various internal teams to ensure timely resolution of discrepancies, client support on LC technical aspects, and accurate transaction recording in the ACBS system.

The Operations Associate will handle the back office and operational tasks related to loan servicing, such as data entry, loan documentation, and account maintenance, ensuring accurate record keeping. This person will support front-line teams by processing transactions, managing loan updates, and ensuring compliance with internal policies and regulatory requirements behind the scenes.

This role involves supporting daily operations across various fixed income products, with a focus on trade processing, settlement, and reducing operational risks. The ideal candidate will have extensive experience in middle office functions, an understanding of trade life cycle management, and the ability to analyze and improve processes within a large asset management setting.

Community bank in NYC seeking a team lead/manager level Deposit Operations professional to oversee digital banking and branch support.

This role involves daily processing, tracking, and documentation of invoices and letters of credit, ensuring timely transaction entry and accurate record keeping across multiple systems. The position also requires regular coordination with internal teams for reconciliations and compliance, as well as support for clients on technical aspects of credit transactions.

Hedge fund seeking an Operations Associate with CDS (credit default swap) experience to join a 5-person Operations group.

The position of the International Settlements Consultant is responsible for settlement of International Securities (CAD Equities, CAD Bonds, CAD Treasuries, JPY Equities, JPY Bonds).

This role involves handling the end to end loan operations process, including loan documentation review, booking, funding, and servicing payments. The successful candidate will manage collateral requirements, monitor loan compliance with regulatory standards, and provide exceptional support to its clients. Strong Attention to detail, the ability to work under tight deadlines, and experience in commercial loan processing are essential for this role.

Actively monitor portfolios and investments while providing support on investment strategy execution for Fixed Income and other assets. This role is in office 4 days/week, 1 day remote.

Help establish a best in class utility at a rapidly expanding and highly skilled Financial Crimes Consultancy

Our client is looking for a skilled Senior Compliance Auditor who has 3-5 years of experience in compliance auditing within the banking or financial services industry. This role is crucial for ensuring that our operations adhere to regulatory requirements and internal policies.

The Executive Assistant will support the GM Team and COO at an international financial institution. This is a 1-year contract with the potential to extend. The ideal candidate will have up to 7 years of experience as an Executive Assistant within Financial Services and/or Banking. Applicants must be local to NYC and be able to work on-site full time.