Banking Financial Services jobs

Perform investment banking compliance at an entry level.

The Senior Sales Consultant position is a key role within sales team to drive sales and business development activities in the region.

The Senior Compliance Consultant role involves ensuring compliance with FINRA, SEC, and broker-dealer regulations by developing and implementing compliance policies, conducting audits, and overseeing risk assessments. Additionally, the position serves as a liaison with regulatory bodies and manages anti-money laundering (AML) and Know Your Customer (KYC) programs to mitigate compliance risks.

Play a crucial role in supporting and expanding comprehensive market and liquidity risk management programs. Ensuring compliance with regulatory requirements and best practices. Maintain an effective risk framework, guiding the design, development, validation, and implementation of stress testing, limit setting, and other market risk models.

The Risk Assessment Consultant role involves supporting the Risk Assessment Officer in developing and executing compliance risk assessments across various areas, including BSA/AML, sanctions, and fraud. Key responsibilities include analyzing data, identifying risk factors, coordinating training, and drafting assessment reports while ensuring adherence to regulations and internal controls.

Provide oversight over liquidity risks and ensure regulatory compliance.

The Compliance Monitoring and Testing Specialist will conduct ongoing monitoring and testing to ensure compliance with regulatory requirements. This role requires a background in audit and risk management, focusing on corporate compliance, and involves developing reports on control deficiencies, tracking remediation objectives, and staying informed on federal and state compliance updates.

The Compliance Associate will manage employee licensing, registrations, and onboarding processes, ensuring compliance with FINRA and other regulatory requirements, including U4/U5 filings. This public-facing role requires strong organizational skills, attention to detail, and the ability to multitask in a fast-paced environment.

Responsible for the direct oversight of Financial Reporting for US assets as well as the US Management Company, ensuring internal controls over financial transactions and financial reporting.

The BSA/AML Risk Assessment Consultant is responsible for assisting with the development, execution, and administration of Compliance Risk Assessments, including areas such as BSA/AML, OFAC, Corporate Compliance, Fraud, and Anti-Bribery and Corruption. This temporary position involves collaborating with various teams to identify risks, analyze data, and draft reports with recommendations.

Serve as the main point of contact for risk management and insurance on a daily basis, addressing complex issues as needed. Collaborate closely with internal stakeholders to continuously identify and analyze exposures, manage insurance programs, and concentrate on strategic analysis and emerging risks.

• Managing correspondence, scheduling meetings, and organizing documents.
• Assisting clients with inquiries, providing information, and facilitating communication between departments.
• Maintaining and updating records, databases, and filing systems, ensuring accuracy and confidentiality.

Provide ongoing review and challenge to the 1st line of defense. Develop frameworks and tools for risk management.

The Sanctions QA Consultant will focus on delivering sanctions quality assurance by collaborating with stakeholders, testing, and reviewing sanctions-related operations, advisory functions, and investigations. The role requires expertise in sanctions compliance, audit practices, and maintaining documentation standards to ensure a strong sanctions compliance program.

Boston based Private Family Office seeks Investment Director to join their growing investment team.

Single family office seeks Junior Equity Analyst to work closely alongside existing Portfolio Manager to help administer and manage a multi-million dollar public equities portfolio on behalf of a high net worth private family.

Boston based Private Family Office seeks Portfolio Manager to join their growing investment team.

Help build and refine a best in class financial crimes platform for a growing Financial Crimes Consultancy

We are seeking a detail-oriented Settlements Analyst with prime brokerage experience to join our dynamic team. The ideal candidate will be responsible for managing and processing trade settlements, ensuring timely and accurate completion of all settlement activities while providing excellent service to our clients and internal stakeholders.

Boston based Private Family Office seeks private equity investment Associate to join their growing investment team in Boston, MA.

Boston based Private Family Office seeks investment Analyst to join their growing US based investment team.

This Candidate will provide quantitative and analytical support for all sell-side and buy-side acquisition assignments

The Senior Associate position in the Corporate & Business Advisory division will concentrate on delivering financial and business advice to the Firm's clients. This individual will be crucial to our team, offering quantitative and analytical support for sell-side and buy-side acquisition assignments, refinancing, recapitalization, and restructuring, while also collaborating with clients and their advisors throughout the process.

Opportunity to lead a small Financial Planning & Analysis team. There is endless opportunity for professional growth, and the VP of FP&A will collaborate with various teams in the company, including Investor Relations.

Portfolio Advisory Analyst for a leading Alternative Investment firm.

• Operational due diligence involves on-site visits/meetings with fund managers, verification with various service providers, reference checking, and document reviews.
• A significant portion of the role will entail liaising with external parties while performing due diligence and background checks, as well as reviewing underlying funds' financial and legal documents.

Lead and manage all aspects of the loan administration lifecycle, ensuring seamless processing, servicing, and oversight of loan and transaction portfolios. This individual will be responsible for driving operational excellence, regulatory compliance, risk management, and team leadership within the department.

This role will sit within the Operations Oversight & Advisory department. This role will be supporting the back and middle office teams in meeting the requirements of the project.

The Middle Office Consultant will be responsible for providing operational oversight to outsourced activities, as well as supporting key clients and other stakeholder areas and any of their queries.

The Client Services Associate plays a vital role in supporting Client Service Advisors by managing client service needs and providing administrative assistance. The CSA collaborates with teams across different departments, balancing independent work with team efforts to handle daily tasks and special projects.