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Leading sovereign wealth fund looking to appoint their first US Compliance Counsel to work closely with legal and the business on restricted securities, advising on and ensuring ethics & compliance standards and processes for their US operations.
The Counsel will support the office of the General Counsel and be a key member of the Legal Department, providing legal advice on commercial finance transactions and general corporate matters.
The Senior Counsel will provide advice related to broker-dealer activities with a focus on municipal securities regulation. The candidate will be a subject matter expert on broker-dealer and securities laws related to municipal securities (Securities Act of 1933, Securities Exchange Act of 1934, MSRB rules, and related rules and regulations, including FINRA rules). Additional responsibilities supporting sales and trading.
The Senior Counsel will report directly to the General Counsel and will provide legal advice and services to management and business departments concerning commercial banking transactions, vendor contracts, litigation matters, legal and regulatory requirements, and corporate governance issues.
Global banking client is looking to add a Counsel to the legal team to focus on equity derivatives, global markets transactions, structured notes/products and loan documentation.
The Director, Legal Counsel - Municipal Securities will provide legal advice to internal stakeholders pertaining to the municipal securities business, including serving as a SME on municipal securities regulatory matters.
The Senior Counsel will join the Global Markets legal team of a growing investment bank and will be responsible for providing primary legal support to the fixed income sales and trading desks.
New Legal Director vacancy with a well established, growing US and UK bank. The ideal candidate will be responsible for overseeing all financial transaction and loan deal execution, ensuring compliance, and providing strategic guidance across credit, risk, internal legal and external counsel.
The Counsel will support the office of the General Counsel and be a key member of the Legal Department, providing legal advice and consultation on a variety of issues relating to the Company's business activities. This role will support a high volume of deals related to structured finance and securitizations, with the opportunity to advise on corporate and public company legal matters.
The Counsel will support the office of the General Counsel and be a key member of the Legal Department, providing legal advice and consultation on a variety of issues relating to the Company's business activities.
Investment banking client is seeking a VP, Legal Counsel to advise on a wide range of technology, data and commercial transactions.
Perform all functions of a Tax Attorney!-Review documentation and transactions & analyze new tax laws
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