Financial Services jobs

Excellent Tax Manager opportunity at a growing private investment firm based in NYC. This opportunity will include, but will not be limited to, managing the overall tax compliance function for all domestic and foreign tax filings.

Excellent Tax Consultant opportunity at a financial services firm based in NYC. This opportunity will include, but will not be limited to, preparing federal, state and local tax returns.

Excellent FP&A VP opportunity at a growing financial services firm based in NYC. This opportunity will include, but will not be limited to, working with leadership to create financial and strategic plans and analyzing financial and operational results.

Seeking a dedicated and diligent individual to grow the tax team. The Salt Senior Tax Associate will collaborate with more junior and senior staff to encourage professional growth.

The SALT Senior Tax Associate will prepare and review state and local tax returns, and assist in the management of state and local tax audits.

Excellent Tax Associate opportunity at a well-known financial services firm focusing on advisory and consulting services for families and individuals, family offices, and foundations and endowments. This opportunity will include, but will not be limited to, high net-worth tax compliance and planning work.

The Tax Manager will manage the overall compliance function for all domestic and foreign tax filings including income and non-income taxes. Also, the Tax Manager will report to the Tax Director and work cross-functionally with other teams to optimize tax strategies.

Excellent SALT Assistant Tax Director opportunity at a well-known financial services firm based in NYC. This opportunity will include, but will not be limited to, driving process improvements in the SALT tax provision and return process.

Exciting opportunity to join a global bank as VP, Counsel, handling a wide range of commercial banking and lending matters.

The Financial Auditor will be responsible for leading, managing, and executing audits.

• The Senior Audit Manager should develop and execute a risk-based audit plan specifically designed for liquidity risk activities, in line with objectives and regulatory requirements.
• The Senior Audit Manager should lead a team of auditors, providing guidance, support and performance evaluations to ensure efficient and effective completion of audits.

The Quality Control Analyst role is responsible for end-to-end Quality Assurance (QA) review testing over the BSA/AML & Sanctions Program. Additional responsibilities include the remediation review & validation of issues deriving from regulatory, internal audit and self-assessment exams/reviews and the monitoring, tracking and (internal) reporting of compliance related issues.

• Respond to requests from regulatory agencies, auditors, and senior management regarding BSA/AML compliance matters.
• Participate in BSA/AML training programs for employees to ensure ongoing awareness of compliance requirements.
• Maintain accurate documentation for compliance reviews, investigations, and filings.

• Review of internal/external referrals received by SII Complex Investigations, which includes conducting historical transaction reviews.
• Review of returned payments with and without sanctions nexus to develop the typology, business requirement, and business case documents to support the continued development and enhancement of an automated tool to identify sanctions risk in returned payments.

The BSA/AML Compliance Analyst will be responsible for ensuring the organization's adherence to the BSA and AML regulations. This role involves conducting detailed reviews of customer accounts, transactions, and activities to identify potential suspicious behavior, as well as ensuring that the company's policies and procedures are aligned with regulatory requirements.

This contract position is starting off at 6 months and has the potential to be extended. This consultant will be responsible for identifying, reporting suspicious activity with high risk clients. From here, the consultant will prepare SAR's.

• Assist in implementing the Global Privacy and Data Protection Policy.
• Conduct privacy reviews and manage incidents and data subject access requests.
• Perform privacy impact assessments to ensure compliance with laws and internal standards.
• Monitor legislative developments and partner with oversight groups to enhance privacy controls.

The OFAC Sanctions Consultant will review internal/external referrals and conduct transaction reviews to identify potential sanctions risks, assist in developing typologies for an automated sanctions risk tool, and support post-hoc payment lookback reviews. The role requires strong sanctions knowledge, business writing expertise, and the ability to clearly articulate facts in recommendations, with 5+ years of experience and a CAMS certification preferred.

This is a 3-month contract that is currently 5 days in the office, but has the potential to be a long term engagement. This consultant will be responsible for determining whether an OFAC alert that is related to a flagged wire transfer is a true match or not. This consultant will also be responsible for investigating any confirmed cases and reviewing sampling cases as well.

Help establish best in class risk and controls by testing and monitoring the broker dealer program of one of the largest financial services companies in NA.

Our client is seeking a experienced OFAC Investigations professional to join their team.

Join a small, rapidly expanding Financial Crimes Consultancy to assist in the creation and devleopment of best-in-class policies and procedures as well as compliance trainings.

Our client is seeking a experienced Sanctions professional to join their team.

Our Client is seeking an ambitious Corporate Paralegal coming from Law Firm or Financial Services Institution

Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks.

This position joins the 2LOD Operational Risk Management team to oversee the risk programs related to internal controls and risk control self assessments (RCSA).

Perform screening and investigations of sanctions related alerts and stay up to date on regulatory requirements.

Act as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime responsibilities

Perform investment banking compliance at an entry level.

The incumbent will oversee the Bank's Third Party Risk Management (TPRM) program, providing guidance and challenge. Responsibilities include establishing and enhancing the TPRM framework, drafting and maintaining policies, developing annual work plans, and conducting regular risk assessments.